Sbauer Funds, LLC

SBAuer Funds, LLC is a SEC-registered investment adviser established in 2007, with its principal place of business in Indiana. The firm offers mutual fund portfolio management services, actively managing $59,761,645 of client assets as of December 31, 2024. The firm charges an asset-based fee for its services, separate from fees charged by other entities. Clients should refer to the Mutual Fund's prospectus for detailed fee information. SBAuer Funds, LLC utilizes fundamental and quantitative analysis in formulating investment advice. Investment strategies include long-term capital appreciation and short-term purchases. The firm does not charge performance-based fees and provides services to investment companies, including mutual funds. Clients may grant discretionary authority to the firm for asset management, allowing SBAuer Funds, LLC to determine securities to buy or sell without prior client approval. The firm has a trade error policy to rectify any errors that may occur during trading activities. The custodian for client accounts is Huntington National Bank, and the firm does not have custody of client accounts. SBAuer Funds, LLC votes proxies for the Mutual Fund in the best interests of clients and has established policies and procedures for proxy voting. The firm has no reportable disciplinary events and maintains a Code of Ethics to ensure high ethical standards. Additionally, the firm's financial condition is sound, with no financial circumstances likely to impair meeting contractual obligations.