Asset Solutions, Inc.

Asset Solutions, Inc. is an investment advisory firm that was established in 1998 and registered with the Securities and Exchange Commission in 2008. The firm specializes in offering financial planning services, asset management, access to SEI's Asset Allocation Platform, and seminars for various Federal Government agencies. The President and majority owner, Mark Richey, has over 30 years of experience in the financial services industry. Asset Solutions requires a minimum initial investment of $0 and primarily uses mutual funds for asset management services. Clients cannot impose restrictions on investing in certain securities, and the firm conducts at least quarterly reviews of client accounts. Asset Solutions offers financial planning services that include retirement planning, estate analysis, risk management, and financial goal setting. The firm charges fees based on a percentage of assets under management, with a tiered fee structure ranging from 0.45% to 1.25% based on the account size. Clients have the option to grant discretionary authority for account management. Asset Solutions does not vote client securities and does not have custody of client funds. The firm's investment strategies involve a combination of fundamental and technical analysis. Mark Richey, along with Tyler Richey, who is also a Certified Financial Planner, serve as Advisory Representatives of the firm. They are dually registered with Gĕneos Wealth Management, Inc., a broker/dealer. Both Mark and Tyler have clean disciplinary records and are not involved in any legal or disciplinary events. They receive additional compensation from Gĕneos for achieving production thresholds and attending conferences. Supervision and oversight of the firm are conducted by Mark Richey, who is also the Chief Compliance Officer. Mark and Tyler maintain a high standard of professional education and adhere to the CFP Board's Standards of Professional Conduct.