Legacy Capital Group California, Inc.

Legacy Capital Group California, established in 1992 by Richard Baer and Brent Bunger, is a Registered Investment Adviser specializing in providing investment advice, financial planning, and wealth management services. The firm operates as a fiduciary, acting in clients' best interests. Legacy Capital Group California does not take custody of client assets, instead recommending Money Managers and investment opportunities. The firm charges a planning fee starting at $5,000, with additional fees based on complexity. Clients may incur charges from custodians and third parties. Legacy Capital Group California receives compensation through advisory fees, commissions from insurance and securities products, and a portion of fees collected by Money Managers. The firm's investment philosophy, SafeBase®, prioritizes capital protection. Legacy Capital Group California employs various analysis methods and primarily recommends actively managed investments. The firm discloses material changes, fees, disciplinary history, and affiliations with Lion Street Financial and REACT Investment Solutions. Clients receive regular account reviews and have the option for investment discretion. Legacy Capital Group California does not vote proxies on behalf of clients and has no adverse financial situations affecting its obligations.