Comprehensive Financial Management LLC, established in 1986 by Michael G. Mohr, is a California-based multi-family office and investment advisory firm. The firm, managed by partners Gregory R. Hardester and Jeffrey R. Alvord, offers personalized investment strategies tailored to clients' short and long-term goals. Services include investment advisory, tax management, estate planning, and more. CFM operates as a fiduciary, acting in clients' best interests, and manages over $16 billion in assets on a discretionary basis. Clients are billed hourly, with rates determined by management, and may also incur additional fees such as custodial and brokerage expenses. Performance-based fees are customized for each client, with no set fee schedule. CFM invests in a variety of assets, including domestic and international holdings, and employs external managers alongside in-house management. The firm's investment strategies focus on capital preservation, growth, and income generation, with consideration for risk tolerance and client-specific factors. CFM emphasizes transparency, client input, and long-term partnerships in its approach to financial management.

Legacy Capital Group California, established in 1992 by Richard Baer and Brent Bunger, is a Registered Investment Adviser specializing in providing investment advice, financial planning, and wealth management services. The firm operates as a fiduciary, acting in clients' best interests. Legacy Capital Group California does not take custody of client assets, instead recommending Money Managers and investment opportunities. The firm charges a planning fee starting at $5,000, with additional fees based on complexity. Clients may incur charges from custodians and third parties. Legacy Capital Group California receives compensation through advisory fees, commissions from insurance and securities products, and a portion of fees collected by Money Managers. The firm's investment philosophy, SafeBase®, prioritizes capital protection. Legacy Capital Group California employs various analysis methods and primarily recommends actively managed investments. The firm discloses material changes, fees, disciplinary history, and affiliations with Lion Street Financial and REACT Investment Solutions. Clients receive regular account reviews and have the option for investment discretion. Legacy Capital Group California does not vote proxies on behalf of clients and has no adverse financial situations affecting its obligations.

Libra Wealth LLC is a financial advisory firm based in Los Gatos, California. It currently has approximately $339,409,125 of assets under management and employs about 3 people. Libra Wealth LLC uses a fee structure of hourly charges and fixed fees.

ASL Financial, LLC, established in 2002, is an SEC-registered investment adviser offering portfolio management services through the VISION2020 Wealth Management Platform. The firm, led by Renée M. Snow, provides continuous advice tailored to individual client needs, managing accounts on a discretionary or non-discretionary basis. The minimum initial investment for the Advisor Managed Portfolios Program is $50,000, with fees ranging from 0.80% to 2.50% based on assets under management. ASL Financial also offers financial planning services covering various areas such as tax, investments, insurance, retirement, and estate planning. Clients may engage in one-time or ongoing consulting services on specific financial matters. The firm operates as a fiduciary, acting in the best interests of clients, with no reportable disciplinary events. ASL Financial does not engage in performance-based fees and does not receive soft-dollar benefits. Clients have the option to select their own broker-dealers for implementing financial planning recommendations. The firm does not hold client assets but requires a qualified custodian for custody. Clients may grant discretionary authority for asset management, allowing ASL Financial to make investment decisions without prior client approval. The firm does not vote proxies on behalf of clients. ASL Financial maintains financial stability and has not been subject to bankruptcy proceedings.

Parkworth Wealth Management, Inc. is a financial advisory firm established in 2003, specializing in personal financial planning, investment management, tax, and wealth management services. The firm caters to families and individuals in the San Francisco Bay Area and beyond, offering a comprehensive, multidisciplinary approach to managing personal finances. Their services include financial planning, investment management, equity compensation planning, retirement planning, estate planning, charitable planning, education planning, and risk management. As a fiduciary, Parkworth Wealth Management acts in the best interests of clients, putting their interests above all other considerations. The firm operates on a fee-only basis, receiving compensation solely from fees paid by clients for the services provided. They do not sell any financial products or receive commissions on product sales, ensuring impartial advice. Clients have control over their investment assets, with the firm providing investment management services based on asset allocation, investment selection, and performance reporting. Parkworth Wealth Management primarily uses exchange-traded index funds and no-load index mutual funds for portfolio construction, focusing on minimizing expenses and taxes to increase investment returns. The firm offers financial planning services on an annual retainer fee basis, with an initial financial planning fee typically starting at $3,000. Clients may also engage in project-based planning engagements or hourly planning engagements for specific financial needs. Parkworth Wealth Management reviews accounts quarterly, with periodic performance reports provided to clients. Overall, Parkworth Wealth Management emphasizes a holistic approach to wealth management, integrating investment strategy, tax planning, cash flow, and estate planning to meet clients' financial goals and objectives.

Kane Investment Management, Inc. is a Registered Investment Adviser established in December 1982, offering investment account management services for individuals, families, corporate pension, and profit-sharing plans. The firm utilizes charting, fundamental, and technical analysis to tailor investment strategies based on client needs and objectives. Kane Investment Management, Inc. manages held away assets through a third-party platform, Pontera, to optimize account performance and minimize fees. As of December 31, 2024, the firm had $220,633,006 in discretionary assets under management. Clients are billed quarterly in advance based on a fee schedule tied to net asset value. The firm does not have a minimum account size requirement and does not compensate third parties for client referrals. Kane Investment Management, Inc. typically receives discretionary authority from clients to manage securities, ensuring alignment with client investment objectives and risk tolerance. Clients retain responsibility for voting proxies on securities in their portfolios. The firm has had no legal or disciplinary events in its 39-plus years of service. For more detailed information, clients can access the SEC's website or contact the firm directly.