Td Capital Management LLC

TD Capital Management LLC is a registered investment adviser based in Memphis, TN, established in 1996. The firm manages over $845 million in assets under management as of December 31, 2022. They offer discretionary portfolio management services, developing individualized Financial Profiles and Investment Plans for clients. The firm primarily invests in ETFs, mutual funds, individual bonds, and stocks. TD Capital charges management fees based on a percentage of assets under management, with rates ranging from 0.40% to 1.00% depending on the account size. They also provide financial planning services on an hourly or fixed fee basis. The firm does not charge performance-based fees or engage in side-by-side management. Clients include individuals, families, businesses, trusts, and charitable institutions, with no minimum asset requirements but typically work with portfolios over $250,000. TD Capital does not participate in wrap fee accounts, receives no brokerage commissions, and does not have soft dollar arrangements. The firm does not vote proxies on behalf of clients and does not have custody of client assets held at Fidelity. Clients have the option to receive paper or online statements and quarterly reports. TD Capital does not have a history of disciplinary actions and has no financial commitments impairing its ability to meet client obligations.