Point Break Capital Management LLC

Point Break Capital Management LLC is an investment adviser registered with the SEC, providing discretionary investment management services to Point Break Capital L.P., a Cayman Islands exempted limited partnership. Established in February 2012, the firm manages assets for high net-worth individuals and sophisticated investors, primarily investing in equities, fixed income securities, and derivatives to achieve absolute returns. The firm had approximately $1.6 billion in regulatory assets under management as of December 31, 2024. Point Break charges a flat Advisory Fee to the Partnership, with additional fees determined by the General Partner based on performance and service quality. The firm does not deduct fees from client assets and may receive reimbursements for pre-approved expenses. Investment strategies include seeking undervalued securities for capital appreciation, with a focus on minimizing potential losses. Point Break may engage in cross trades and principal transactions with clients, ensuring arm's-length transactions. The firm has no disciplinary events, compensates employees based on ethical standards, and does not receive compensation for client referrals. Point Break exercises investment discretion on behalf of the Partnership and has the authority to vote proxies for client securities. The firm does not have custody of client funds but provides full access to account statements.