Capital Wealth Planning, LLC

Capital Wealth Planning, LLC is an independent investment advisory firm registered with the SEC since June 2009. The firm, led by Kevin G. Simpson and Jo Anna Irons, offers discretionary investment advisory services primarily through separately managed accounts and sub-advisory services to registered investment managers. Clients' portfolios are designed based on individual needs, risk profiles, and investment objectives, typically consisting of mutual funds, ETFs, and debt/equity securities. Investment advisory services are provided on a discretionary basis, with clients retaining ownership of all securities. The firm's fee structure for Investment Management Services is a percentage of assets under management, capped at 1.75% annually. Fees are pro-rated based on billing cycles and billed either in arrears or in advance, depending on client preference. CWP does not charge performance-based fees and requires a minimum account size based on the investment strategy chosen. The firm does not accept commissions or compensation from sources like mutual funds or insurance products. CWP employs various methods of security analysis, including charting, fundamental, and technical analysis, to inform its investment strategies. The firm's investment strategies may involve long-term purchases, short-term purchases, trading, and option writing. Clients have the option to direct brokerage, but CWP encourages clients to consider the potential costs and benefits of such arrangements. The firm does not vote proxies on behalf of clients and does not handle client claims in class action settlements. CWP prioritizes client privacy and security, ensuring that nonpublic personal information is safeguarded and only shared with necessary service providers. The firm has not experienced any adverse financial conditions or bankruptcy. Clients can submit complaints to the Chief Compliance Officer, and CWP maintains a strict privacy policy to protect client information.