Awm Investment Company Inc

AWM Investment Company, Inc. is a registered investment adviser established in 1992, headquartered in New York, NY. The firm manages assets totaling $1,041,975,126 as of January 1, 2025. AWM specializes in offering investment advice primarily in equity securities of publicly traded companies with technological, market, or product niches. The firm tailors its advice to eight private investment funds, including Special Situations Fund III QP, L.P., Special Situations Cayman Fund, L.P., and others. AWM's principal owners are David M. Greenhouse, President, and Adam Stettner, Executive Vice President. The firm charges management fees ranging from 1.5% to 2% annually based on the Fund. AWM exercises investment discretion over the Funds and does not engage in side-by-side management. The firm's investment strategies involve equity and debt securities, short selling, and options trading. AWM's risk factors include ADR risk, leverage, market volatility, and illiquidity of investments. The firm's brokerage practices focus on selecting broker-dealers based on best qualitative terms and trade aggregation for cost-effective execution. AWM has custody arrangements with Morgan Stanley & Co. and SS&C Technologies, Inc. The firm has investment discretion over client accounts and may vote on client securities based on its Proxy Voting Policies and Procedures. AWM does not require prepayment of fees exceeding $1,200 per client.