Boothbay Fund Management

Boothbay Fund Management, LLC, established in April 2012, offers investment advisory services to privately placed pooled investment vehicles. The firm's assets under management totaled $14.5 billion as of December 31, 2024, managed on a discretionary basis. Boothbay charges an annual fixed Management Fee ranging from 1-1.875% and an annual performance-based Incentive Allocation of approximately 7.5-20%. The firm may use leverage, engage in short selling, and invest in various securities, including distressed securities, mortgage-backed securities, and SPACs. Boothbay's investment strategy involves allocating capital to Portfolio Managers who actively manage assets based on written agreements. The firm may employ hedging techniques and trade derivatives, options, and futures. Boothbay has a Code of Ethics, ensuring fair and ethical conduct, and complies with the Custody Rule by distributing audited financial statements to investors. The firm refrains from voting proxies unless in the best interest of clients. Boothbay does not receive compensation for client referrals and has not faced disciplinary actions or bankruptcy petitions in the past ten years.