Capital Four Us Inc.

Capital Four US Inc. is a financial advisory firm specializing in managing credit-related investments for clients. Established in February 2021, it became a subsidiary of Capital Four Holding A/S in July 2021. The firm offers discretionary investment management services to funds and collateral management services to special purpose vehicles issuing collateralized loan obligations. As of December 31, 2024, Capital Four advised approximately $2.09 billion in assets under management. The firm charges management and incentive fees based on the Funds' Limited Partnership Agreements. Clients must be qualified purchasers and accredited investors, with a minimum investment of $1 million. Capital Four employs fundamental credit analysis and active portfolio monitoring for its investment strategies, focusing on Fixed Income Funds and Leveraged Loans. The firm discloses risks associated with credit, default, interest rate, and liquidity, emphasizing the speculative nature of investments. Capital Four has not been involved in any legal or disciplinary events and does not receive economic benefits for client referrals. The firm exercises investment discretion, has policies for voting client securities, and does not have custody of client funds or securities. Clients receive regular performance reports and financial statements. Capital Four has policies for brokerage practices, including broker selection, best execution, soft dollars, trade errors, and allocation of orders. The firm also has a Code of Ethics and procedures for personal trading.