Charles Lane Capital, LLC

**Summary:** Charles Lane Capital, LLC is a financial advisor firm established in March 2021, based in New York, NY. The firm specializes in offering investment advisory services to a pooled investment vehicle and separately managed accounts. The firm's investment strategy focuses on long-term investments in publicly-traded equity securities, with selective investments in private securities. The firm manages approximately $33.5 million in assets under management as of December 31, 2022. For fees, the firm charges an annual management fee of 1.5% of assets under management, collected quarterly in advance. Founders class investors receive reduced fees. The firm may also bear certain expenses at its discretion. Performance fees range from 10% to 15% of net profits, assessed annually and subject to high water mark provisions. The firm has a Code of Ethics in place to ensure ethical business practices and compliance with regulations. It has full investment discretion over client accounts and follows best execution practices. The firm may use soft dollars for research and brokerage services and aggregates client orders for efficient execution. Charles Lane Capital has not been subject to any legal or disciplinary actions and complies with custody rules. The firm has established proxy voting policies and procedures and provides periodic reports to investors. The firm does not engage third-party placement agents and has financial controls in place to ensure the firm's financial stability and ability to meet its commitments. Overall, Charles Lane Capital, LLC offers investment advisory services with a focus on long-term growth through a diversified investment strategy in both public and private securities, while maintaining transparency and ethical standards in its operations.