East Rock Capital, LLC

East Rock Capital, LLC is a financial advisor firm established in 2006, specializing in serving as the investment adviser to endowment-style investment vehicles. The firm's Managing Partner, Adam Shapiro, controls East Rock, which manages approximately $3.9 billion of regulatory assets under management on a discretionary basis as of December 31, 2024. East Rock primarily serves high-net-worth individuals, family offices, and foundations, with a minimum investment in the Focus Fund typically set at $1,000,000. The firm charges asset-based management fees specific to each investment vehicle, with investors in the Focus Fund subject to a 1.0% fee. East Rock also engages in performance-based fee arrangements with investors in the East Rock Endowment Vehicles and the EAI Fund. The firm's investment strategies involve a diverse portfolio of asset classes, including hedge funds, private equity, and real assets. East Rock has a Code of Ethics in place to ensure fair and equitable investment practices, including best execution and fair allocation of investments. The firm does not compensate for client referrals and maintains strict privacy policies to protect client information. East Rock provides regular reporting to clients, including quarterly account summaries and annual audited financial statements. The firm's custody practices comply with SEC regulations, ensuring transparency and accountability in managing client assets.