Gagnon Securities, LLC

Gagnon Securities LLC, established in 1999, is a registered investment adviser managing brokerage accounts for individuals and institutions on a discretionary basis. The firm's investment approach focuses on capital appreciation through a research-intensive, generalist evaluation of investments across sectors and market capitalizations. Gagnon Securities requires an aggressive growth investment objective for clients and may restrict investments based on client preferences. As of December 31, 2024, the firm had $545,317,238.63 in discretionary assets under management. Clients with non-retirement accounts are charged commissions up to 2% of the net trade amount, while retirement account clients pay a management fee of 2.25% to 3.00% per annum. Gagnon Securities does not charge performance-based fees and manages accounts on a discretionary basis, with clients granting limited trading authorization. The firm's investment philosophy emphasizes thorough research, risk management, and a long-term perspective. Gagnon Securities has a disciplinary history related to filing requirements. The firm does not receive compensation from non-affiliated investment advisers and does not maintain custody of client accounts. Clients are responsible for voting their securities proxies, and the firm does not vote on their behalf. Gagnon Securities has no financial commitments impairing its ability to meet client obligations.