Gilder Gagnon Howe & Co. LLC

Gilder Gagnon Howe & Co. LLC (GGHC) is an investment adviser and broker-dealer founded in 1968, registered with the SEC. GGHC focuses on active and aggressive trading in stocks, with a minor emphasis on options and bonds, aiming for high returns over the long term. Clients must be willing to tolerate the risks and volatility associated with GGHC's strategy. GGHC provides discretionary investment advisory services for a portion of clients' investable assets, managing all investments through separately managed client accounts. Non-retirement accounts pay transaction-based fees, while retirement accounts pay an annualized wrap fee. GGHC's investment strategy includes long-term and short-term purchases, trading, short sales, margin transactions, and option transactions. GGHC does not charge performance-based fees. The firm experienced disciplinary action by the SEC in 2020 for failure to conduct reviews of client accounts. GGHC does not compensate for client referrals and does not vote proxies for client securities. Clients receive correspondence directly from the custodian, NFS, and have access to account information through a password-protected website. GGHC does not vote proxies for client securities. The firm does not have a minimum initial investment requirement, but some GGHC Money Managers may impose minimums. GGHC does not vote proxies for client securities.