Harkness Capital Management LLC

Harkness Capital Management LLC is a New York-based private equity management firm specializing in providing investment advisory services to pooled investment vehicles exempt from registration under the Investment Company Act of 1940. Established in 2014, the firm focuses on making equity investments in lower middle-market service businesses in the United States across various sectors. Their investment strategy involves targeting companies with annual EBITDA ranging from $5 million to $20 million. Harkness tailors its advisory services to each client's individual needs based on specific characteristics and restrictions outlined in governing documents. The firm manages approximately $353,949,000 in regulatory assets under management, with investments made in privately held companies. Harkness offers discretionary investment advisory services to some clients and non-discretionary services to others. The firm's investment philosophy revolves around driving superior investment returns by transforming service businesses, with a focus on long-term equity value creation and managing downside risk through a team of experienced investors and operating partners. Clients are provided with detailed financial information and reports on a regular basis, ensuring transparency and accountability in their investment portfolios. Harkness adheres to a Code of Ethics that prioritizes clients' interests and prohibits insider trading, ensuring compliance with applicable laws and regulations.