Klingenstein Fields Advisors

Klingenstein, Fields & Co., L.P., operating as KLINGENSTEIN FIELDS ADVISORS, is a registered investment adviser established in 1988. The firm provides investment advice primarily on a discretionary basis, tailored to individual client objectives and risk profiles. Clients can impose restrictions on investment discretion, but this may impact results. Investment strategies include equity and fixed income securities, with a focus on long-term growth and risk mitigation. The firm offers an open architecture approach to investing, utilizing a full asset allocation framework across various asset classes. Clients typically have a minimum investment of $3,000,000, but the firm considers individual circumstances. Fees are charged based on total assets managed, up to 1.00% annually, with reduced fees for larger assets. KF Advisors does not charge performance-based fees for managed accounts but may do so for private funds. The firm receives research services from broker-dealers, and clients are encouraged to compare statements from the custodian with those provided by the firm. KF Advisors exercises discretion in managing client accounts, voting on client securities, and has no financial conditions impairing its ability to meet commitments. The firm does not collect fees in advance or solicit payments exceeding $1,200 more than six months ahead.