Lake Hill Capital Management, LLC

Lake Hill Capital Management, LLC, established in 2005, is a private asset management firm based in New York, specializing in quantitative and relative-value strategies in derivatives and underlying securities markets. The firm caters primarily to institutional investors, offering advisory services on a discretionary basis for separately managed accounts and a pooled investment vehicle. Lake Hill's investment strategy focuses on relative-value trading in global derivative markets, aiming to maximize capital appreciation while managing risk through diversification. The firm utilizes electronic trading systems and quantitative analytics to achieve its objectives, investing in various securities such as stocks, options, futures, and convertible bonds. Lake Hill had Regulatory Assets Under Management of approximately $1.56 billion as of December 26, 2024, managed on a discretionary basis. Clients are charged management and performance fees, with fee arrangements individually negotiated. Lake Hill may charge performance-based fees, potentially creating conflicts of interest. The firm has a Code of Ethics to ensure fair dealings and client interests are prioritized. Lake Hill has discretion over client assets, and while it does not currently vote proxies, it has Proxy Voting Policies in place. The firm does not require prepayment exceeding $1,200 per client or have financial conditions impairing its commitments. No disciplinary events are known to impact client evaluation of Lake Hill's integrity or advisory business.