Leeb Capital Management, Inc.

**Background:** Leeb Capital Management, Inc. (LCM) was established in 1984 by Dr. Stephen Leeb and Donna Alison Leeb. The firm specializes in providing investment supervisory services to various clients, including individuals, institutions, trusts, pensions, and profit sharing plans. LCM offers continuous supervision over specified accounts, managing investments based on clients' financial situation, objectives, and risk tolerance. **Expertise:** LCM focuses on domestic and foreign stocks, bonds, options, mutual funds, annuities, and money markets. The firm offers investment strategies such as Large-Cap Growth, Income and Growth, and Peak Resources and Energy. Client accounts are managed individually based on specific investment objectives and constraints, allowing clients to impose restrictions on managed accounts. **Investment Discretion:** LCM generally manages client accounts on a fully discretionary basis, with the authority to buy, sell, or hold securities without obtaining client consent for each transaction. Clients can grant trading authorization on a non-discretionary basis, requiring approval for each investment decision. **Fee Structure:** Annual fees for LCM's advisory services vary based on account type: 1. Retail Growth Accounts: Up to $500,000 - 1.50%, Over $500,000 - 1.00% 2. Institutional Growth Accounts: Varies based on asset range 3. Income and Growth Accounts: 1.0% 4. Peak Resources and Energy Accounts: 2.0% Fees are calculated quarterly based on account value and are prepaid for the ensuing three-month period. **Fiduciary Duty:** LCM aims to act in the best interest of clients and treats all clients fairly and equitably. The firm does not manage client portfolios based on strategies or recommendations included in financial newsletters published by Capitol Information Group. **Investment Strategies:** LCM's investment strategies involve detailed fundamental and macroeconomic analysis to identify growth opportunities. Strategies focus on large-cap growth, income and growth, and peak resources and energy sectors. **Risk Management:** Investments in LCM's strategies may entail significant risk, including commodities-related securities, foreign securities, and small to medium-cap companies. LCM employs strict sell disciplines to protect client portfolios. **Supervision and Compliance:** Dr. Stephen Leeb and Kuen (Scott) Chan oversee portfolio management decisions and are responsible for final investment choices in client accounts. Both individuals have educational backgrounds and significant investment experience. For further details or inquiries, contact Leeb Capital Management, Inc. at 212-653-1504.