Lion Point Capital, Lp

Lion Point Capital, LP, established in 2014, is an investment advisory firm specializing in global special situations investments with a value-oriented philosophy. The firm manages private investment funds, including the Offshore Fund, Onshore Fund, and Life Sciences Fund, employing a deep value-oriented approach to uncover mispriced assets. Lion Point also manages co-investment vehicles, such as the Sunshine Vehicle and EP SPV, alongside the Funds. The firm had approximately $410 million in regulatory assets under management as of December 31, 2024, all managed on a discretionary basis. Lion Point charges management fees and incentive compensation, with expenses detailed in offering and governing documents. The firm follows a hedging strategy to manage risk and preserve capital, with a focus on event-driven and activist situations across the capital structure. Lion Point conducts regular reviews of Fund portfolios and has implemented policies for proxy voting and custody of client assets. The firm does not pay for client referrals and has adopted a Code of Ethics to ensure adherence to high industry standards. Lion Point's brokerage practices prioritize best execution and research services, with soft dollar arrangements used for proprietary research. The firm has full investment discretion and implements policies to allocate investment opportunities fairly among Clients. Lion Point has not faced any disciplinary events and maintains financial stability to meet contractual commitments.