Lumina Fund Management LLC

Lumina Fund Management LLC, established in 2003 and registered with the SEC in 2007, specializes in providing discretionary investment management services to institutional and accredited investors through Lumina Partners LP, a private investment fund. The firm primarily invests in exchange-listed stocks, options, ETFs, and mutual funds, with a focus on meeting specific investment objectives. Lumina charges a 1% management fee based on assets under management and a performance fee of 10% of appreciation for the Fund. Clients may also incur additional fees from other service providers. Lumina employs fundamental, quantitative/technical, and behavioral analyses to construct portfolios, aiming to align with clients' financial goals while acknowledging market risks. Lumina has ceased its Managed Account program and is in the process of liquidating Lumina Partners LP. The firm operates with transparency, adhering to a Code of Ethics and providing regular account reviews and statements to clients. Lumina has no disciplinary events in its history and maintains a client-centric approach in its investment strategies and practices.