North Shield Capital LLC

North Shield Capital LLC, established in March 2023 and based in New York, specializes in providing discretionary investment advisory services to managed accounts and private funds. The firm focuses on capital appreciation through a disciplined investment process primarily targeting mission-critical software companies. As of August 23, 2024, North Shield manages $54.7 million in assets and does not participate in wrap fee programs. The firm's fee structure is based on assets under management and performance achieved for each client's account, with fees fully disclosed in offering documents. North Shield is a fiduciary registered with the SEC, acting in the best interests of clients. Clients have investment discretion, allowing the firm to make buy/sell decisions without specific client consent. The firm has a Code of Ethics in place and does not compensate employees for client referrals. North Shield provides detailed account statements and reports to clients, ensuring transparency and compliance with regulatory requirements. The firm votes client proxies in the best interests of clients and does not require prepayment exceeding $1,200 in fees per client. North Shield has no disciplinary events to report and maintains financial stability to meet contractual commitments.