Pinnacle Associates, Ltd.

Pinnacle Associates, Ltd. is a registered investment adviser established in 1984, offering investment advisory services to individuals, families, institutional investors, and financial institutions. The firm manages approximately $9.9 billion in discretionary assets under management as of December 31, 2024. Pinnacle's investment strategies include Small Cap Equity, Large Cap Equity, Balanced, International ADR, and Global Equity, employing fundamental analysis to generate alpha. For individual clients, the firm tailors investment strategies based on return objectives, risk tolerance, and liquidity needs. Pinnacle charges management fees ranging from 0.50% to 1.50% based on assets managed, prorated quarterly. The firm may customize billing arrangements upon client request. Pinnacle may provide financial planning services as part of the investment management fee. The firm participates in wrap fee and unified managed account programs, and may act as a sub-adviser to other financial advisors. Pinnacle does not charge performance-based fees and acts as a fiduciary, exercising investment discretion for client accounts. The firm's proxy voting policies aim to vote in the best interests of clients. Pinnacle discloses no material changes since March 31, 2024, and has no disciplinary events to report. Clients are encouraged to contact Pinnacle for further details on its services and policies.