Rbc Capital Markets, LLC

RBC Wealth Management, a division of RBC Capital Markets, LLC, offers financial planning services through RBC CM. The firm, registered with the SEC since 1977, provides personalized financial analysis and advice to help clients achieve their financial goals. The financial planning process involves gathering information, analyzing it, and proposing recommendations tailored to each client's situation. Financial Advisors at RBC CM hold professional designations and have experience in the securities industry. The firm offers various advisory programs, including consulting solutions and managed account programs. As of June 30, 2023, RBC CM had over $207 billion in assets under management, with fees for financial planning services ranging from $1,000 to $20,000, negotiable based on factors like service complexity and client assets. The firm operates under a Code of Ethics to prioritize client interests, maintain confidentiality, and prevent conflicts of interest. RBC CM discloses disciplinary information, including settlements related to regulatory violations. The firm does not provide ongoing advice post-financial plan delivery and does not offer proxy voting services. Clients are not required to custody assets with RBC CM for financial planning services. The firm does not have financial conditions that may impact its ability to meet client commitments.