Roundhill Investments

Roundhill Investments is a registered investment adviser based in New York, established in April 2019. The firm specializes in providing investment advisory services to exchange-traded funds (ETFs) and registered investment companies. As of December 31, 2024, Roundhill manages $3,789,815,282 in client assets on a discretionary basis. The firm's management fee is based on the average daily net asset value of each ETF and is paid monthly in arrears. Roundhill does not accept performance-based fees and does not engage in side-by-side management. The ETFs offered by Roundhill are categorized as thematic equity ETFs, income-oriented ETFs, or leveraged/inverse ETFs. The firm works with a trading sub-advisor to manage the day-to-day trading of its ETFs. Clients should be aware of risks such as management risk, diversification risk, equity risk, foreign investment risks, and pandemic risk associated with investing in Roundhill's ETFs. The firm exercises investment discretion on behalf of its ETF clients and does not provide tailored advice to individual clients. Roundhill does not receive compensation for client referrals and does not maintain custody of client assets. The firm has a Code of Ethics in place to govern personal trading and maintains oversight of proxy voting for client securities.