Saluda Grade Asset Management LLC

Saluda Grade Asset Management LLC, established in June 2019, is a financial advisor specializing in discretionary investment advisory services for private funds. The firm manages over $1.2 billion in assets as of December 31, 2022. Saluda Grade provides services to Funds such as Saluda Grade Opportunities Fund LP and Saluda Grade Alternative Lending & Fintech Growth Fund I LP and II LP. The firm's investment strategies include maximizing total investment return through opportunistic investments in various assets like mortgages, securities, and alternative lending platforms. Saluda Grade's disciplinary record is clean, with no sanctions or disciplinary actions. The firm has custody of the Funds' assets and complies with the Custody Rule by providing audited financial statements to investors annually. Saluda Grade exercises investment discretion under the direction of the Funds' general partners and, if required, will vote proxies in the best interest of the Funds. The firm's brokerage practices focus on obtaining best execution for clients, and it may engage in soft dollar arrangements for research services. Saluda Grade compensates solicitors or placement agents for investor referrals and has policies in place for compensated testimonials and endorsements. The firm's financial condition is sound, with no impairments to meeting client commitments or bankruptcy proceedings.