Sophis Investments LLC

**Sophis Investments LLC Summary:** Established in April 2008, Sophis Investments LLC is a Delaware limited liability company located in New York, NY. The firm provides discretionary portfolio management services with a concentrated investment strategy focusing on a limited number of long equity positions. Led by founder Tassos D. Recachinas, the Adviser employs a "bottom-up" analysis and fundamental research approach to identify investment opportunities. The firm also offers tailored investment advisory services and accepts investor-imposed restrictions on separately managed accounts. As of December 31, 2024, Sophis Investments manages approximately $94,361,731 of client assets on a discretionary basis and $43,208,041 on a non-discretionary basis. Fees range from one to two percent of assets under management, paid quarterly in arrears, with waivers for employee and certain family accounts. Clients may also opt for a performance-based fee, typically 10% to 20% of net capital increase, subject to a loss carryforward provision. The Adviser may accept performance-based fees from qualified clients, ensuring fair and equitable treatment for all clients. Sophis Investments does not participate in wrap fee programs and maintains a code of ethics to uphold high ethical standards and prevent conflicts of interest. The firm does not have custody of client assets and recommends Schwab or Pershing for custody and brokerage services. Additionally, Sophis Investments provides investment advisory services on a discretionary basis and accepts authority to vote proxies for client securities holdings. For more detailed information, please refer to the full brochure provided by Sophis Investments LLC.