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Spf Investment Management, L.p.
SEC-regulated
Registered investment advisor
SPF Investment Management, L.P. is a registered investment adviser specializing in providing discretionary investment advice to private investment funds, primarily structured credit products. Founded in 2018, the firm is primarily owned by Mr. Albert Sohn. As of December 31, 2024, SPF had regulatory assets under management of approximately $3.94 billion. SPF offers advisory services for fees based on a percentage of assets under management and performance. Certain funds pay SPF a management fee of up to 2% of net aggregate capital account balances, with the fee accruing monthly and paid quarterly. Additionally, SPF may receive performance-based compensation of up to 20% from certain funds. The firm may also receive research from full-service broker-dealers without formal soft dollar arrangements. SPF exercises investment discretion over the master-feeder hedge fund structures it advises, tailoring services to each fund's investment objectives. The firm has policies in place for reviewing portfolio transactions, ensuring best execution, and voting client securities in the best interests of the funds. SPF does not participate in referral arrangements and holds client funds and securities in custody with unaffiliated entities. The firm has a Code of Ethics in place to guide its conduct, and it may participate in class actions on behalf of funds when deemed beneficial. SPF has not been involved in any legal or disciplinary events in the past 10 years.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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