The Lind Partners, LLC

The Lind Partners, LLC, is an investment adviser registered with the SEC since March 2025. Founded in December 2010, the firm is based in New York, NY, and primarily manages private funds with regulatory assets under management of $161,957,248 as of December 31, 2024. Lind offers discretionary advisory services to private funds and proprietary investment pools, focusing on structured equity investments in various sectors, including biotechnology, mining, and technology. The firm charges asset-based management fees ranging from 0.75% to 1.75% per annum and may receive performance-based carried interest of 25% of profits. Lind's investment strategies are speculative and entail substantial risks, with investments typically made in companies with market capitalizations under $500 million. The firm's Code of Ethics ensures ethical conduct, and it has policies in place to address conflicts of interest related to personal trading, soft dollars, and client referrals. Lind has custody of client assets and exercises investment discretion, including voting on client securities proxies. Clients receive quarterly account statements and annual audited financial statements. The firm's practices comply with regulatory requirements, and clients can request additional information on its policies and procedures.