Zega Financial, LLC

ZEGA Financial, LLC is a registered investment adviser established in 2011, with its primary place of business in West Palm Beach, Florida. The firm offers Portfolio Management Services tailored to individual clients and Sub-Advisor Services for other registered investment advisors. ZEGA Financial sponsors a wrap-fee program providing asset management and brokerage services for a single, all-inclusive fee. Clients grant discretionary authority for account management, allowing the firm to make investment decisions on their behalf. The firm charges an annual wrap fee ranging from 1.75% to 2.50%, with negotiable fees based on individual circumstances. Assets are held at Charles Schwab & Co., Inc., the custodian and executing broker/dealer for program accounts. ZEGA Financial primarily advises on broad market and sector ETFs, equities, and index futures, along with options for hedging strategies. The firm offers discretionary and non-discretionary portfolio management services, conducting ongoing account reviews and providing regular reports to clients. ZEGA Financial does not accept performance-based fees in the wrap account but may do so for qualified clients in standard portfolio management services, engaging in side-by-side management. The firm employs various investment strategies, including charting analysis, technical analysis, fundamental analysis, cyclical analysis, risk analysis, and probability pricing analysis. Clients are advised to consult with a tax professional due to potential tax implications of investment strategies. ZEGA Financial maintains a Code of Ethics, ensuring compliance with securities laws and safeguarding client interests. The firm discloses its privacy policy, client referral compensation arrangements, and trade error policies. Additionally, ZEGA Financial does not determine eligibility for class action lawsuits or participate in litigation on behalf of clients.