Stoic Point Capital Management LLC

Stoic Point Capital Management LLC is a fee-only investment advisory firm established in July 2018 and headquartered in Palo Alto, California. The firm is owned and operated by Rajiv (Raj) Shah and Cullen Rose. Stoic Point serves as a fiduciary to its clients, offering investment advisory services to institutional investors and pooled investment vehicles. The firm provides non-discretionary buy/sell recommendations ("Signals") to certain clients and manages private funds in accordance with Rule 506 of SEC Regulation D. Stoic Point's investment strategy focuses on long-term growth and capital preservation, primarily investing in small-cap and mid-cap companies. The firm may use leverage, derivatives, and short selling in its investment approach. Stoic Point charges management fees ranging from 0.5% to 1.5% for separately managed accounts and performance fees ranging from 10% to 20%. The firm does not participate in wrap fee programs and does not accept compensation from the sale of securities. Stoic Point maintains a Code of Ethics to ensure compliance with securities laws and acts in the best interest of its clients. The firm does not have custody of client funds and securities, and clients receive account statements directly from qualified custodians. Stoic Point does not engage in directed brokerage and does not receive soft dollar benefits. The firm's principals conduct ongoing account reviews and provide periodic reports to clients. Stoic Point does not receive compensation for client referrals and does not have any disciplinary history. The firm does not have any financial conditions that would impair its ability to meet client commitments.