Bergamot Asset Management Lp

Bergamot Asset Management LP is a financial advisor firm located in Princeton, New Jersey. The firm's team includes Vijay Aluwalia, a Wealth Advisor and Partner; Andy Wong, a Portfolio Manager; and Cassandra Lally, the Chief Compliance Officer. Mr. Aluwalia is CFP® certified and has a background in finance and community service. Mr. Wong has extensive experience in research and portfolio management, while Ms. Lally specializes in compliance and regulatory matters. The firm's client accounts are actively monitored by the portfolio manager to ensure alignment with investment guidelines and performance objectives. Bergamot's administrative staff conducts monthly reconciliations with third-party custodians to prevent errors. The Compliance Department oversees investment decisions to ensure compliance with securities laws and client mandates. All supervised persons at Bergamot adhere to a Code of Ethics and are required to report personal security transactions quarterly to the Chief Compliance Officer. Clients can contact Ms. Lally for any questions or complaints regarding their accounts. The firm has no disciplinary history or other business activities outside of its advisory services. There are no additional compensation arrangements for the team members.