Top 10 financial advisors in Princeton, NJ
We've curated a list of the best financial advisors in Princeton, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $1,069,110,161 Number of advisors 12 advisors | |||
| 2 | Assets under management $469,917,988 Number of advisors 13 advisors | |||
| 3 | Assets under management $438,761,874 Number of advisors 8 advisors | |||
| 4 | Assets under management $305,178,759 Number of advisors 4 advisors | |||
| 5 | Assets under management $274,487,160 Number of advisors 7 advisors | |||
| 6 | Assets under management $202,492,049 Number of advisors 4 advisors | |||
| 7 | Assets under management $190,075,266 Number of advisors 20 advisors | |||
| 8 | Assets under management $187,862,489 Number of advisors 6 advisors | |||
| 9 | Assets under management $134,084,249 Number of advisors 4 advisors | |||
| 10 | Assets under management $117,395,960 Number of advisors 7 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Princeton, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Roundview Capital, LLC
Roundview Capital, LLC is an independent advisory firm founded in 2008, offering financial advice and portfolio management to various clients, including individuals, pension plans, trusts, and corporations. The firm specializes in investment advisory services tailored to each client's needs, with a focus on long-term risk-adjusted returns. Roundview does not sell annuities, insurance, or other commissioned products, and does not accept commissions or finder's fees. The principal owners are Howard T. Alter, Stephen K. Shueh, and Andrew S. Lieu. Clients can engage Roundview for discretionary or non-discretionary investment advisory services, with fees based on a percentage of assets under management. The firm may recommend the services of other professionals for implementation purposes, but clients have the discretion to accept or reject these recommendations. Roundview manages approximately $1.88 billion in regulated assets for around 537 clients, with most assets managed on a discretionary basis. The firm's investment strategies include security analysis methods like fundamental and technical analysis, seeking superior risk-adjusted returns for clients. Roundview may use various investment vehicles, including equities, debt securities, mutual funds, and ETFs. Clients are encouraged to review financial planning issues annually, and account reviews are conducted regularly. Roundview also provides proxy voting services and participates in class action settlement recovery opportunities for clients. The firm's financial condition is sound, ensuring the ability to meet contractual commitments to clients.
$1,069,110,161 under management
12 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Pension Consulting Services
Princeton Global Asset Management LLC
Princeton Global Asset Management, LLC (PGAM) is a SEC registered advisory firm founded in January 2008 by Paul J. Gerard and Brett M. Shaver. With over 40 years of investment experience, Paul Gerard serves as the Chairman, while Brett Shaver is the President and Portfolio Manager. PGAM offers investment supervisory services tailored to clients' individual needs, providing US, International, and Global investment strategies through equity, fixed income, and balanced accounts. The firm also offers estate planning services and consulting for institutional clients like retirement plans and foundations. As of December 31, 2024, PGAM managed approximately $782 million in assets under management and provided consulting services for over $58 million in assets under advisement, totaling more than $840 million in client assets. Clients are generally charged fees quarterly as a percentage of assets under management, with fees negotiated based on various factors but not exceeding 1.50%. PGAM does not charge performance-based fees and serves a range of clients, including individuals, high net worth individuals, and institutional entities. The firm primarily utilizes fundamental analysis and offers US, International, and Global investment strategies with customized approaches. PGAM does not have any disclosable legal or disciplinary events and does not maintain physical custody of client assets, which are held with reputable broker-dealer/custodians. Clients usually grant PGAM discretionary trading authorization, allowing the firm to trade on their behalf.
$469,917,988 under management
13 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Educational Seminars/workshops
Dumont & Blake Investment Advisors LLC
Dumont & Blake Investment Advisors, LLC is an independent registered investment advisor founded in 1999 by Morley Goldberg. The firm specializes in managing investments for individuals, pension and profit-sharing plans, trusts, and business entities on a fee-only basis. Their services include managing equity, fixed income, and balanced portfolios using a disciplined investment approach. Clients have access to personalized services with direct access to the firm's principals. The firm does not act as a custodian of client assets, which are held at a custodian in the client's name. Dumont & Blake sponsors a wrap fee program with The GMS Group, LLC, and manages approximately $540 million in assets as of December 31, 2024. For fees, DBIA charges a percentage of assets under management based on a tiered structure. The firm generally requires a minimum account size of $400,000, with fees pro-rated and paid quarterly in advance. DBIA's investment strategies include a Multi-Discipline Approach for core equity, Exchange Traded Funds strategy, Enhanced Income Option Strategy, Dividend Strategy, and Tactical Strategy. The firm has a Code of Ethics, accepts discretionary authority for trading, and votes client securities. DBIA does not have any disciplinary history and has not filed for bankruptcy. Clients receive periodic account reviews and reports, and the firm does not compensate referring parties for client referrals. For more information, clients can contact DBIA directly.
$438,761,874 under management
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Landseer Advisors LLC
Landseer Advisors LLC is an investment management firm established in October 2013 under Delaware law, with its main office in Princeton, New Jersey. The firm offers non-discretionary consulting services to endowments, foundations, high net worth individuals, family offices, and institutional investors. Landseer also provides discretionary investment advisory services to a pension plan through two funds. The firm customizes investment portfolios based on client objectives, risk tolerance, and investment strategies. Clients primarily invest in private investment funds managed by third-party managers. Landseer charges Consulting Clients an asset-based advisory fee of 0.50% per annum, with variations based on the investment structure. The firm manages $305,178,759 in regulatory assets under management as of December 31, 2022. Landseer does not participate in wrap fee programs. The firm does not receive performance-based compensation from Consulting Clients but may receive it from the funds. Landseer has policies to address conflicts of interest and manages multiple client accounts with procedures to ensure fair allocation of investment opportunities. Clients include endowments, foundations, high net worth individuals, family offices, and a pension plan. Landseer's investment strategies involve risk, and clients must be prepared for potential losses.
$305,178,759 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Van Leeuwen & Company, LLC
Van Leeuwen & Company, LLC is an SEC registered investment adviser established in April 2015, offering financial planning, consulting, and investment management services. The firm, owned by Kenneth W. Van Leeuwen, manages $308,556,260 in assets on a discretionary basis as of December 31, 2023. Services include financial planning, asset allocation, retirement and estate planning, and risk management. Clients have discretion over decisions and are not obligated to act on recommendations. Investment portfolios are primarily allocated among mutual funds, ETFs, and individual securities based on client objectives. Fees are charged on an asset-based model at 1.00% per annum, prorated quarterly. The firm may delegate management to third-party managers. Van Leeuwen & Company does not impose minimum account requirements and serves various client types. Investment strategies focus on long-term value investing globally, with risk control through diversification and scenario analysis. The firm utilizes fundamental analysis and a disciplined approach to select investments. Clients are advised on market risks and potential losses. The firm does not engage in performance-based fees and does not vote client securities. Clients receive regular account reviews and statements from custodians. Van Leeuwen & Company does not compensate third-party solicitors for client referrals and does not vote client securities. The firm exercises investment discretion with client authorization and does not require prepayment exceeding $1,200.
$274,487,160 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Next Horizon Advisors LLC
Next Horizon Advisors LLC is a financial advisor firm founded in 2014 and managed by Shrikant Nadkarni, offering over 25 years of industry experience. The firm provides discretionary or non-discretionary investment management services on a fee-only basis. Clients are required to enter into an investment advisory agreement setting forth the terms and conditions of the engagement. Fees are typically charged based on the level of client assets in the managed account, with a minimum annual fee of $10,000. The firm does not offer the wrap fee program to new clients but may absorb certain transaction costs for grandfathered clients in the program. Clients have the option to impose reasonable restrictions on what types of securities the investment advisor should avoid. Next Horizon believes in offering a clear and transparent view of the total cost of advisory services provided to clients. The firm does not charge performance-based fees and does not engage in the recommendation or selection of other investment advisers. Next Horizon has not been subject to any disciplinary actions and maintains a Code of Ethics to ensure ethical business conduct. Clients are encouraged to review their accounts regularly, and the firm does not accept custody over client assets. Next Horizon does not compensate any person for client referrals and has no known financial conditions impairing its ability to meet contractual commitments.
$202,492,049 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
New Century Financial Group, LLC
New Century Financial Group, LLC is a registered investment adviser established in 1996, based in Princeton, NJ. The firm offers financial, retirement, and estate planning services, along with investment and wealth management services. Clients can engage the firm on a discretionary or non-discretionary basis, tailored to individual needs. New Century utilizes investment strategies such as Modern Portfolio Theory, fundamental and technical analysis, and offers various programs like Advisor Managed Portfolios and Model Portfolios. The firm charges fees based on a percentage of assets under management, with financial planning fees ranging from $500 to $5,000 and investment management fees between 0.25% and 2.75%. New Century may receive compensation from broker-dealers and insurance products, creating potential conflicts of interest. The firm does not impose a minimum portfolio size but may have account minimums for certain programs. Clients have the option to grant investment discretion to New Century, allowing the firm to make investment decisions on their behalf. New Century does not typically vote on client securities and has not had any material disciplinary events in the past. The firm participates in the CARES Act’s Paycheck Protection Program to support its operations during challenging times.
$190,075,266 under management
20 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Market Timing Services
Educational Seminars/workshops
Unio Capital LLC
Unio Capital LLC is a financial advisory firm based in Princeton, New Jersey. It currently has approximately $187,862,489 of assets under management and employs about 6 people. Unio Capital LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
$187,862,489 under management
6 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Tandem Investment Partners, LLC
Tandem Investment Partners, LLC is a registered investment adviser based in Bordentown, New Jersey, established in 2014. The firm offers personalized portfolio management services, focusing on discretionary investment management tailored to individual client needs and objectives. Clients must grant discretionary authority for the firm to manage their accounts, allowing Tandem to make investment decisions without prior client approval. The firm primarily invests in equity securities, debt securities, ETFs, mutual funds, and options, adjusting strategies based on client financial situations and risk tolerance. For portfolio management services, Tandem charges annual fees based on a percentage of assets under management, with a minimum account size typically set at $400,000. The fee schedule ranges from 0.50% to 1.00% based on the asset value. The firm does not offer performance-based fees or side-by-side management. Tandem also provides retirement plan advisory services and does not engage in directed brokerage. Clients are responsible for voting their securities and are encouraged to review account statements for accuracy. Tandem does not have any disciplinary information to disclose and maintains a Code of Ethics to ensure professional conduct. The firm does not have custody of client assets and recommends Charles Schwab & Co., Inc. as a qualified custodian. Clients receive regular account reviews and reports, and Tandem does not participate in class action lawsuits on behalf of clients.
$134,084,249 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Pension Advisory Services
White Knight Strategic Wealth Advisors, LLC
White Knight Strategic Wealth Advisors, LLC (WKSWA) is an independent investment advisor founded in July 2019 by Managing Member Harpreet S. Mangat. As a fiduciary, WKSWA prioritizes client interests, offering financial planning services covering vital areas such as cash flow management, risk management, investment planning, tax strategies, retirement planning, and estate planning. The firm tailors financial plans to individual client needs, ensuring accuracy and relevance. WKSWA provides asset management services on a discretionary basis, creating investment guidelines based on client objectives and executing trades accordingly. Clients have the flexibility to make deposits or withdrawals at any time, with fees ranging from 0.45% to 1.5% per annum based on assets under management. WKSWA recommends Schwab as a custodian/broker, providing access to a broad range of investment products and services. The firm emphasizes risk management, acknowledging the various risks associated with investing, including political, market, currency, regulatory, and tax risks. WKSWA does not have any disciplinary items to report and ensures transparency in its fee structure and investment strategies. Clients receive regular account reviews and statements directly from the custodian. Overall, WKSWA aims to deliver dedicated, professional, and integrity-driven services to help clients achieve their financial goals. For more information, visit www.adviserinfo.sec.gov.
$117,395,960 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Princeton, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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