Jocelyn Investment Management, LLC

Jocelyn Investment Management, LLC, established in 2007, specializes in providing investment management and financial consulting services to high net worth individuals, retirement plans, trusts, and corporations. The firm offers both discretionary and non-discretionary investment management services, including financial goal setting, risk assessment, asset allocation, and investment selection tailored to each client's financial circumstances and objectives. Jocelyn acts as a fiduciary, committed to providing services in the best interest of clients. For investment management clients, fees are based on a percentage of assets under management, billed quarterly, with a tiered fee schedule. The firm also offers financial consulting services at an hourly rate or fixed fee. Jocelyn does not pay referral fees and does not maintain physical custody of client assets, recommending clients use Schwab as a qualified custodian. The firm's investment strategy is based on Modern Portfolio Theory, utilizing passively managed mutual funds and ETFs. Jocelyn does not engage in performance-based fees and has no disciplinary history. The portfolio manager has full investment discretion, with periodic client reviews and a commitment to fair allocation of investment opportunities. Jocelyn does not vote on client securities proxies and does not prepay management fees beyond three months. The firm's financial stability ensures the ability to meet contractual commitments.