Capital Advisory Group

Capital Advisory Group, established in 1994, offers tailored investment advisory services to high net worth individuals, pension and profit sharing plans, foundations, and businesses. Services include investment education, financial counseling, portfolio management, and use of third-party asset managers. The firm specializes in exchange-traded funds and mutual funds, managing $38,521,447 in client assets on a limited discretionary basis as of January 1, 2017. The annual advisory fee ranges from 2% to 0.50% based on account size, billed quarterly in arrears. Clients can choose to pay fees directly or authorize invoicing through their custodian. Capital Advisory Group does not charge performance-based fees or engage in side-by-side management. The firm requires a minimum new account size of $1 million, with exceptions at the discretion of the Managing Member. Investment discretion is limited, with clients approving changes during quarterly meetings. The firm does not vote client securities and does not accept authority to vote proxies. Clients receive quarterly performance reports and statements from custodians. The firm's principals have no disciplinary history, and the Chief Compliance Officer ensures compliance with regulations.