Dale K. Ehrhart, Inc.

Dale K. Ehrhart, Inc. is a financial advisory firm established in Florida in 1975, with principal owners Michael Thomas Hartley, Michael Warren Hartley, and Bonnie Brown Hartley. The firm offers three divisions of services: Family Office for high net worth families, TAMP for independent RIAs, and Private Client services. Investment Supervisory Services include creating tailored portfolios based on client goals, risk tolerance, and time horizon, with discretionary authority for most accounts. The firm manages over $600 million in discretionary and non-discretionary assets. Fees for Investment Supervisory Services are tiered based on assets under management and are negotiable. DKE does not participate in wrap fee programs and clients are responsible for third-party fees. The firm primarily uses fundamental analysis and offers investment strategies such as long-term trading, short-term trading, margin transactions, and options writing. DKE does not accept performance-based fees and serves various types of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. The firm's brokerage practices prioritize best execution, and clients may direct brokerage. Regular account reviews are conducted quarterly, and clients receive detailed reports from custodians. DKE does not receive economic benefits for advice rendered to clients and does not compensate non-advisory personnel for client referrals. The firm has limited custody of client assets and provides investment discretion with written client authorization. Dale K. Ehrhart, Inc. has not faced any recent disciplinary actions or bankruptcy petitions.