Prospect Capital Management L.p.

Prospect Capital Management L.P. is a multi-strategy alternative investment management firm specializing in credit opportunities. Established in 1988, the firm focuses on private debt and equity investments, including various loan types, growth capital, and leveraged buyouts. Led by experienced executives John F. Barry III and M. Grier Eliasek, the firm requires a minimum educational background of an undergraduate degree. The firm serves as an investment adviser to Prospect Capital Corporation and Prospect Floating Rate and Alternative Income Fund, Inc., among others. Investment strategies include lending to private equity-sponsored companies, non-sponsored companies, and various industries like financial services and real estate. Prospect Capital Management charges a base management fee of 2.00% annually and may receive performance-based fees based on the Corporation's net investment income and realized capital gains. The firm exercises investment discretion over client accounts, primarily focusing on middle-market privately-held companies. Additionally, the firm has a comprehensive code of ethics, proxy voting policies, and procedures to ensure fair and equitable treatment of clients. Clients may request information on how proxies are voted on their behalf. Overall, Prospect Capital Management's investment philosophy centers on fundamental and value analysis, emphasizing solid businesses and value-oriented discipline in various market segments.