Paradigm Asset Management

Paradigm Asset Management Company, L.L.C. is an investment adviser registered with the SEC, established in 1988 by James Francis and Gregory Pai. As of December 31, 2024, the firm managed $372,543,618 of client assets on a discretionary basis for institutional clients through separate accounts. Paradigm offers domestic and international equity products based on market data from institutional investors' disclosures. The firm's investment philosophy focuses on building diversified portfolios of liquid securities with favorable risk-to-reward characteristics. For fee structure, Paradigm charges asset-based fees on a percentage of assets under management, with minimum account opening amounts ranging from $10 million and minimum annual fees starting at $75,000. Clients can request performance-based fees, although none currently have this arrangement. The firm provides customized portfolio management services and does not participate in wrap fee programs. Clients grant Paradigm discretionary investment authority, allowing the firm to select securities and manage portfolios based on clients' objectives and restrictions. The firm has policies in place for voting client securities and uses Broadridge for proxy voting. Paradigm does not have custody of client assets, and clients receive account statements directly from their chosen custodians. The firm has a Code of Ethics to manage conflicts of interest and a comprehensive review process for client accounts.