Top 10 financial advisors in White Plains, NY

We've curated a list of the best financial advisors in White Plains, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $3,930,013,798 Number of advisors 13 advisors	$3,930,013,798	13 advisors
2	Assets under management $1,992,684,620 Number of advisors 11 advisors	$1,992,684,620	11 advisors
3	Assets under management $1,344,005,740 Number of advisors 4 advisors	$1,344,005,740	4 advisors
4	Assets under management $1,224,720,556 Number of advisors 18 advisors	$1,224,720,556	18 advisors
5	Assets under management $884,546,246 Number of advisors 12 advisors	$884,546,246	12 advisors
6	Assets under management $861,800,536 Number of advisors 6 advisors	$861,800,536	6 advisors
7	Assets under management $354,907,541 Number of advisors 17 advisors	$354,907,541	17 advisors
8	Assets under management $126,267,869 Number of advisors 1 advisors	$126,267,869	1 advisors
9	Assets under management $84,414,860 Number of advisors 1 advisors	$84,414,860	1 advisors
10	Assets under management $79,878,225 Number of advisors 3 advisors	$79,878,225	3 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in White Plains, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Pentegra Investors, Inc.
Pentegra Investors, Inc., established in 1989 and registered with the SEC since 1990, offers investment advisory services to institutional clients. The firm, part of the Pentegra Retirement Services group, specializes in asset management services, including pooled accounts and separately managed accounts. Pentegra Investors also provides outsourced chief investment officer (OCIO) services under the name Pentegra Client Solutions. The firm manages the PENTelligent Portfolios, diversified model portfolios rebalanced quarterly. Pentegra Investors tailors services to meet the needs of retirement plans and other institutional clients, ensuring compliance with ERISA guidelines. The firm had $5.5 billion in assets under management as of December 31, 2024, with negotiable fees based on account size and services provided. Pentegra Investors does not engage in soft dollar arrangements, does not charge performance-based fees, and exercises discretion in managing client accounts based on written agreements. The firm's investment strategies focus on balancing risk through active and passive management styles, with a long-term perspective and asset allocation across various classes. Pentegra Investors does not accept soft dollar benefits, does not pay for client referrals, and does not vote client securities proxies. The firm maintains custody of client assets with qualified custodians and does not vote proxies for client securities. Pentegra Investors has not been involved in any material legal or disciplinary proceedings in the past ten years.
$3,930,013,798 under management
13 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Comprehensive Advice To Third Party Internal Investment Committees
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The Portfolio Strategy Group, LLC
The Portfolio Strategy Group, LLC, established in White Plains, NY, is a financial advisor firm specializing in discretionary investment management services for high-net-worth individuals, pension plans, trusts, and corporations. As part of the Focus Financial Partners, LLC partnership, PSG offers separately managed accounts with a minimum size of $2 million, financial planning services, and investment management for hedge funds and other pooled vehicles. PSG acts as the investment manager for The PSG Fund and The PSG Offshore Fund, providing tailored investment advice based on individual client needs. PSG is a fiduciary under ERISA and the IRC, ensuring duties of care and loyalty to clients. The firm charges management fees based on assets under management, with additional fees for selecting and monitoring external managers. PSG does not participate in wrap fee programs and has approximately $2.38 billion in client assets under management. Clients receive regular account statements and reports, and PSG has policies in place for proxy voting and custody of client assets. PSG's financial condition is stable, with no bankruptcy filings or financial impairments reported.
$1,992,684,620 under management
11 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Insurance Solutions And Credit And Cash Management Solutions
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Halyard Asset Management LLC
Halyard Asset Management LLC is a financial advisory firm based in White Plains, New York. It currently has approximately $1,344,005,740 of assets under management and employs about 4 people. Halyard Asset Management LLC uses a fee structure of and a percentage of assets under your management.
$1,344,005,740 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Tortoise Investment Management, LLC
Tortoise Investment Management, LLC is a New York-based firm established in September 2004 and registered as an investment adviser with the SEC since January 2006. The firm offers customized investment management and financial advice, focusing on risk management, a conservative approach, and tax efficiency. They emphasize the importance of maximizing the probability of having enough money rather than taking unnecessary risks. Tortoise operates as a fiduciary, acting in the best interests of clients, and primarily serves high net-worth individuals and trusts. Clients have discretion over implementing investment decisions and may request advice on various financial matters beyond investment management. The firm charges a fee-only structure based on a percentage of assets under management, with tiered rates depending on the client's relationship size. Tortoise does not charge performance-based fees and does not participate in soft-dollar programs or receive commissions. Clients are provided with periodic account statements and have the option to review their investment objectives and performance regularly. The firm does not vote on client securities and does not solicit fees in advance exceeding $1,200 per client. For further details, clients can contact the Chief Compliance Officer, Michael Mattern.
$1,224,720,556 under management
18 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
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Matrix Asset Advisors Inc
Matrix Asset Advisors Inc is a financial advisory firm based in White Plains, New York. It currently has approximately $884,546,246 of assets under management and employs about 12 people. Matrix Asset Advisors Inc uses a fee structure of a percentage of assets under your management, fixed fees and pension consulting services.
$884,546,246 under management
12 advisors
Fee structure
A percentage of assets under your management
Fixed fees
PENSION CONSULTING SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Consulting Agreement With Moneypaper Advisor Inc.
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Markston International LLC
Markston International LLC is a financial advisory firm based in White Plains, New York. It currently has approximately $861,800,536 of assets under management and employs about 6 people. Markston International LLC uses a fee structure of and a percentage of assets under your management.
$861,800,536 under management
6 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Madison Advisory Services, Inc.
Madison Advisory Services, Inc. is an investment advisory firm established in June 2004, offering tailored advisory services such as investment supervision, asset management, financial planning, and analysis of third-party managed programs. The firm acts as a fiduciary when providing investment advice for retirement accounts, ensuring clients' best interests are prioritized. Clients have the option to impose restrictions on their investments, and Madison Advisory offers both wrap fee and non-wrap fee programs for different types of accounts. The firm primarily uses mutual funds and ETFs for portfolio management, conducting fundamental and technical analysis to make investment decisions. Clients are advised about the risks involved in investing, including market, industry, and inflation risks. Madison Advisory does not charge performance-based fees and does not have any disciplinary information reported. The firm's fee structure is based on a percentage of assets under management, with fees negotiable based on client needs and complexity. Madison Advisory does not engage in brokerage practices but selects custodians based on best execution practices. The firm does not compensate individuals for referrals and maintains a code of ethics to ensure compliance with regulations. Clients receive regular account statements and have the option to grant discretionary authority for account management. The firm does not vote on client securities and has a stable financial condition with no bankruptcy history. For any questions, clients can contact the Chief Compliance Officer, Gary Schwartz.
$354,907,541 under management
17 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
See full profile
Downtown Investment Advisory
Downtown Investment Advisory is a New York-based firm established in 2013 and registered with the U.S. Securities and Exchange Commission since 2017. The firm specializes in managing investments in separate managed accounts, where clients retain ownership of securities held by a third-party custodian. Downtown Investment Advisory acts as a fiduciary, managing client assets on a discretionary basis in accordance with clients' best interests. The firm primarily focuses on providing fixed income solutions, creating custom portfolios with yields ranging from 3% to 9% per annum. Additionally, they offer investment services in the stock market, primarily allocating assets to index ETFs. The minimum account size is $1,000,000, which may be waived at the firm's discretion. Downtown Investment Advisory charges a negotiable fee based on the market value of client accounts, ranging from 0.90% to 1.00% per annum, depending on the client type. The firm does not charge performance-based fees and does not participate in wrap fee programs. Clients have the option to be billed directly or have fees withdrawn from their accounts. Downtown Investment Advisory conducts regular portfolio reviews and provides clients with written performance reports at least annually. The firm does not vote proxies on behalf of clients and does not handle client claims in class action lawsuits. Clients have full custody of their assets with an independent custodian, and the firm does not have physical custody except for fee payment purposes. DIA does not have any disciplinary actions or financial conditions that may impair its ability to meet client commitments.
$126,267,869 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Retirement Plan Consulting Services
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Fox Financial Services, Inc.
Fox Financial Services, Inc. is a registered investment adviser founded in 1993 by Andrew R. Fox, who serves as the President and Chief Compliance Officer. The firm specializes in providing Individual Portfolio Management Services to clients, including individuals, high net-worth individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. Fox Financial operates on a discretionary basis, managing client accounts based on their stated objectives and preferences, with a focus on continuous asset management tailored to each client's needs. The firm offers financial planning services as part of its advisory services without charging a separate fee. Fox Financial acts as a fiduciary, obligated to act in the best interests of clients and disclose any conflicts of interest. The firm charges an annual fee for Portfolio Management Services based on a percentage of assets under management. Clients have the option to authorize fee debiting directly from their accounts. Fox Financial does not participate in Wrap Fee Programs and managed $90,940,423 in client assets as of January 15, 2025. The firm does not receive soft dollars, compensations for client referrals, or engage in performance-based fees. Clients may provide investment discretion to Fox Financial, allowing the firm to make investment decisions without prior client approval. Andrew R. Fox, the sole employee, holds a CFP® designation and has no disciplinary history.
$84,414,860 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
See full profile
Sustainable Leaders Investment Management, LLC
Sustainable Leaders Investment Management, LLC is a registered investment adviser established in 2021, specializing in providing investment management services to exchange-traded funds and other pooled investment vehicles. The firm is employee-owned and managed by John Linnehan and Gregory LeBlanc. Sustainable Leaders offers discretionary and non-discretionary portfolio management services to institutional and individual clients, with a focus on ESG investing. The firm provides investment advisory services to exchange-traded funds and private closed-end funds, with fees based on assets under management and performance. Clients have the option for both discretionary and non-discretionary arrangements, allowing for varying levels of control over their investments. The firm's investment strategies include the SL Transition Infrastructure and Innovation strategy, focusing on clean energy and green technology sectors, and the Renewable Energy Infrastructure Private Closed-end Fund. Sustainable Leaders employs fundamental analysis and thematic approaches to security selection, with a focus on risk management and ESG criteria. The firm also offers model-based programs, exchange-traded funds, and wrap-fee programs. Sustainable Leaders does not currently charge performance-based fees and operates with transparency regarding fees and compensation structures. The firm follows a Code of Ethics, participates in proxy voting, and has implemented a Business Continuity and Disaster Recovery Plan to ensure operational resilience. Clients' privacy and data security are prioritized, with safeguards in place to protect personal information.
$79,878,225 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
See full profile

Commitment

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Methodology

Top advisors in New York

Albany Amherst Armonk Binghamton Bohemia Brewster Briarcliff Manor Bronxville Brooklyn Buffalo Cambridge Clifton Park Commack Corning Cortlandt Manor East Amherst East Syracuse Fairport Farmingdale Fishkill Garden City Getzville Glen Cove Glens Falls Goshen Great Neck Halfmoon Harrison Hauppauge Holbrook Huntington Irvington Ithaca Jericho Johnson City Katonah Kingston Lake Placid Lake Success Larchmont Latham Lindenhurst Locust Valley Long Island City Malta Mamaroneck Manhasset Medford Melville Mineola Mount Kisco Newburgh New Hyde Park New Paltz New Rochelle New York Nyack Orchard Park Pearl River Pittsford Plainview Pleasantville Port Chester Port Jefferson Port Washington Poughkeepsie Riverhead Rochester Rockville Centre Rome Ronkonkoma Rye Rye Brook Sag Harbor Saratoga Springs Scarsdale Smithtown Syosset Syracuse Tarrytown Uniondale Utica Valley Stream Victor Webster Westbury West Harrison Williamsville Woodbury Woodmere Yorktown Heights

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