AB
Alan Brockhaus
from Ritholtz Wealth Management
Alan Brockhaus is a financial advisor based in New York, New York,
with 13 years of experience. Alan currently works for
Ritholtz Wealth Management.
Alan maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Alan Brockhaus works at Ritholtz Wealth Management
Ritholtz Wealth Management is a financial advisory firm based in New York, New York. It currently has approximately $3,708,536,336 of assets under management and employs about 47 people. Ritholtz Wealth Management uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
7 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
24 West 40th Street, 15th Floor, New York, New York, 10018
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