Carol Horace

from Stafford Capital Management LLC
SEC regulated
Regulated Investment Advisor
Carol Horace is a financial advisor based in California, Sausalito, with 31 years of experience. Carol currently works for Stafford Capital Management LLC. Carol maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Carol Horace works at Stafford Capital Management LLC
Stafford Capital Management LLC is a financial advisory firm based in Sausalito, California. It currently has approximately $5,197,041 of assets under management and employs about 1 people. Stafford Capital Management LLC uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
1 years
Fee structure
and a percentage of assets under your management
Office location
1505 Bridgeway, Suite 206, Sausalito, California, 94965

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