Stafford Capital Management LLC

Stafford Capital Management, LLC (SCM) is a California-based investment supervisory firm founded in 1986 by Robert Stafford, who serves as the CEO and Chief Investment Officer. SCM is a state-registered investment adviser that manages approximately $5.2 million on a discretionary basis for high-net-worth individuals, families, trusts, and small corporations. The firm specializes in separate account management and primarily invests in equity and equity-related securities, focusing on growth at a reasonable price (GARP) strategy. SCM charges management fees ranging from 0.50% to 1.00% based on the asset value, payable quarterly in advance. The firm does not charge performance-based fees. Clients typically have a minimum initial investment requirement of $1,000,000, which may be waived at SCM's discretion. The investment strategy is based on fundamental analysis, company and industry expertise, and a balanced-growth approach. SCM constructs portfolios one stock at a time, with a focus on quality, valuation, and growth potential. SCM's investment philosophy aims to generate above-market returns with below-market risk by building concentrated portfolios of high-quality stocks. The firm emphasizes continuous investment supervision, long-term focus, and a client-centric approach. SCM also discloses potential risks associated with investing, such as market volatility, company-specific risks, and economic conditions. The firm's Code of Ethics prioritizes clients' interests and addresses conflicts of interest related to personal trading by employees. SCM provides detailed information on its brokerage practices, supervision, and custody arrangements to ensure transparency and compliance with regulatory requirements.