David Kempton

from Catalina Capital Group, LLC
SEC regulated
Regulated Investment Advisor
David Kempton is a financial advisor based in California, Torrance, with 18 years of experience. David currently works for Catalina Capital Group, LLC. David maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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David Kempton works at Catalina Capital Group, LLC
Catalina Capital Group, LLC is a financial advisory firm based in Torrance, California. It currently has approximately $283,377,281 of assets under management and employs about 5 people. Catalina Capital Group, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
2 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
2601 Airport Drive, Suite 375, Torrance, California, 90505

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