Catalina Capital Group, LLC

Catalina Capital Group LLC, also known as Smart Harvest Solutions, is a Limited Liability Company based in California, established in July 2014 by Chris Frantz and Philippe Oertle. The firm offers portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Clients grant discretionary authority for securities selection and transactions. The firm operates as a fiduciary, prioritizing client interests in investment decisions. Services include pension consulting and personalized direct index SMA solutions focusing on tax loss harvesting and custom beta/index exposure. Investment strategies encompass long and short-term trading, margin transactions, and options trading. CatalinaCap limits advice to various investments, including mutual funds, fixed income securities, real estate funds, and hedge funds. The firm may recommend third-party advisers and receives compensation through fee sharing. Clients are responsible for third-party fees, and fees are paid in advance or arrears based on asset value. CatalinaCap participates in the TD Ameritrade and Charles Schwab institutional advisor programs, receiving benefits that may indirectly influence service recommendations. The firm provides discretionary and non-discretionary advisory services, with proxy voting and custody of client assets. CatalinaCap maintains a Code of Ethics and discloses potential conflicts of interest related to compensation and referrals. The firm has no disciplinary history, bankruptcy petitions, or financial conditions impairing client commitments. Clients receive regular reports and account reviews to ensure transparency and compliance with regulatory standards. For more information, visit www.catalinacap.com or www.smartharvestsolutions.com.