John Richards

from Nfp Retirement Inc.
SEC regulated
Regulated Investment Advisor
John Richards is a financial advisor based in California, Aliso Viejo, with 17 years of experience. John currently works for Nfp Retirement Inc.. John maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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John Richards works at Nfp Retirement Inc.
Nfp Retirement Inc. is a financial advisory firm based in Aliso Viejo, California. It currently has approximately $12,908,679,869 of assets under management and employs about 205 people. Nfp Retirement Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
11 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
120 Vantis, Suite 400, Aliso Viejo, California, 92656

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