Top financial advisors in Aliso Viejo, CA
We've curated a list of the best financial advisors in Aliso Viejo, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $12,908,679,869 Number of advisors 205 advisors | |||
| 2 | Assets under management $760,093,795 Number of advisors 8 advisors | |||
| 3 | Assets under management $656,540,517 Number of advisors 5 advisors | |||
| 4 | Assets under management $382,500,156 Number of advisors 8 advisors | |||
| 5 | Assets under management $100 Number of advisors 5 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Aliso Viejo, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Aliso Viejo. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Nfp Retirement Inc.
NFP Retirement
$12,908,679,869 under management
205 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Research Reports On 401(k) Plans
Select Money Management, Inc.
Select Money Management, Inc. is a registered investment advisor offering Tactically-Managed Model Portfolios through their Wrap Fee Program. The firm serves as the sponsor and investment manager for the Program, which is a fee-only investment management program offered on a discretionary basis. Portfolios are created using separately managed accounts with mutual funds, exchange-traded securities, and individual stocks. Clients have limited discretionary capacity, allowing the firm to choose when to execute trades. The Tactically-Managed Model Portfolios require a minimum investment of $25,000 to $100,000, depending on the model selected, with custom strategies available. Fees are based on a tiered structure depending on the account value, ranging from 0.70% to 2.20% annually. The firm may waive minimum requirements at its discretion. Select Money Management, Inc. offers portfolio management services to individuals, high net worth individuals, businesses, and various entities. The firm employs fundamental and technical analysis, cyclical factors, and considers the strength of management teams in its investment strategies. The firm has a Privacy Policy in place to protect customer information and offers clients the option to limit information sharing with affiliated and non-affiliated companies. Clients can contact the firm during business hours for any inquiries or concerns.
$760,093,795 under management
8 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Anchor Capital
Anchor Capital Management Group, Inc. is an SEC-registered investment adviser based in Aliso Viejo, California, established in 1996. The firm specializes in providing investment management services, primarily allocating client assets into Risk Managed Mutual Funds, Total Solution Portfolios, and Customized Risk Managed Portfolios. Clients are required to enter into a written Investment Advisory Agreement before services are provided, tailored to their individual needs. Anchor Capital also serves as the investment advisor to affiliated mutual funds, emphasizing non-traditional investment strategies. The firm participates in Unified Managed Account programs and may serve as a sub-advisor for other firms' advisory programs. Anchor Capital charges a quarterly investment advisory fee ranging from 0.0875% to 0.1875% based on assets under management and services rendered. The firm does not charge performance-based fees and does not impose a minimum portfolio size on clients. Clients have the option to grant investment discretion to Anchor Capital, allowing the firm to make investment decisions on their behalf. The firm does not exercise proxy voting authority over client securities. Anchor Capital maintains a Code of Ethics and does not have any disciplinary disclosures.
$656,540,517 under management
5 advisors
Fee structure
A percentage of assets under your management
FLAT FEE
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Claraphi Advisory Network, LLC
Claraphi Advisory Network, LLC is a SEC registered investment advisor founded in October 2012 and based in Aliso Viejo, California. The firm offers a range of investment advisory and financial services to individuals, high net-worth individuals, families, business owners, and corporations. Claraphi provides discretionary and non-discretionary investment advisory services tailored to each client's needs and objectives. Investment strategies include fundamental analysis, technical analysis, and cyclical analysis. The firm does not assess performance-based fees and does not engage in side-by-side management. Clients must have a minimum account balance of $25,000 to open and maintain an account. Claraphi charges an annual management fee of up to 2% of assets under management, subject to negotiation based on various factors. Financial planning services are also offered for a flat fee or hourly rate. The firm does not participate in wrap fee programs and does not receive soft dollars. Claraphi has a Chief Compliance Officer and Chief Investment Officer overseeing the firm's operations. The firm does not vote proxies for client securities and does not have custody of client funds or securities. Client accounts are reviewed periodically, and clients receive regular statements from the custodian. Claraphi maintains a strict privacy policy to protect client information and does not sell personal data. Clients have the right to decline providing information and can contact the firm for any privacy-related concerns.
$382,500,156 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Preston Capital
Preston Capital LLC, established in July 2023, specializes in providing investment advisory services for privately offered pooled investment vehicles. The firm's ultimate beneficiaries are David Posnick, Jon Nelson, Jonathan Hogan, and Jonathan Brooks. Preston Capital focuses on life contingent assets, specifically life settlements, managing assets totaling $1,256,675,622 as of December 31, 2024, on a discretionary basis. The firm charges management fees and carried interest based on returns, paid monthly or quarterly. Clients are required to commit a minimum of $5 million, and investments are primarily in life insurance and longevity-related assets. Preston Capital mitigates risks associated with life settlements, such as longevity risk and insurable interest, through rigorous analysis and due diligence. The firm's investment strategy aims to achieve above-average risk-return profiles by holding investments through maturity. Preston Capital has no disciplinary events and maintains a code of ethics to prevent conflicts of interest. The firm does not engage in brokerage practices for client referrals and complies with custody regulations by subjecting funds to annual audits. Clients' investments are managed on a discretionary basis, with no voting rights on client securities. Preston Capital discloses no financial impairments that would affect meeting contractual commitments.
$100 under management
5 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Aliso Viejo, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Aliso Viejo. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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