MH
Mark Herman
from Up North Financial, LLC
Mark Herman is a financial advisor based in Michigan, Traverse City,
with 33 years of experience. Mark currently works for
Up North Financial, LLC.
Mark maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Mark Herman works at Up North Financial, LLC
Up North Financial, LLC is a financial advisory firm based in Traverse City, Michigan. It currently has approximately $128,507,098 of assets under management and employs about 2 people. Up North Financial, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
10 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
223 East State Street, Suite 200, Traverse City, Michigan, 49684
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