Philip Walkley

from Wellington Shields & Co., LLC
SEC regulated
Regulated Investment Advisor
Philip Walkley is a financial advisor based in New York, New York, with 41 years of experience. Philip currently works for Wellington Shields & Co., LLC. Philip maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Philip Walkley works at Wellington Shields & Co., LLC
Wellington Shields & Co., LLC is a financial advisory firm based in New York, New York. It currently has approximately $350,452,557 of assets under management and employs about 23 people. Wellington Shields & Co., LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
6 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
140 Broadway, 44th Floor, New York, New York, 10005

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