Richard Riva

from Wealth Management Solutions, LLC
SEC regulated
Regulated Investment Advisor
Richard Riva is a financial advisor based in California, Newport Beach, with 31 years of experience. Richard currently works for Wealth Management Solutions, LLC. Richard maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Richard Riva works at Wealth Management Solutions, LLC
Wealth Management Solutions, LLC is a financial advisory firm based in Newport Beach, California. It currently has approximately $33,989,551 of assets under management and employs about 1 people. Wealth Management Solutions, LLC uses a fee structure of a percentage of assets under your management and hourly charges.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
19 years
Fee structure
A percentage of assets under your management and hourly charges
Office location
4000 Macarthur Blvd, Suite 600 East Tower, Newport Beach, California, 92660

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