Top 10 financial advisors in Newport Beach, CA

We've curated a list of the best financial advisors in Newport Beach, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $3,909,024,987 Number of advisors 29 advisors	$3,909,024,987	29 advisors
2	Assets under management $3,231,153,620 Number of advisors 23 advisors	$3,231,153,620	23 advisors
3	Assets under management $2,232,489,259 Number of advisors 67 advisors	$2,232,489,259	67 advisors
4	Assets under management $1,141,085,951 Number of advisors 9 advisors	$1,141,085,951	9 advisors
5	Assets under management $842,732,906 Number of advisors 16 advisors	$842,732,906	16 advisors
6	Assets under management $758,756,998 Number of advisors 11 advisors	$758,756,998	11 advisors
7	Assets under management $724,235,646 Number of advisors 7 advisors	$724,235,646	7 advisors
8	Assets under management $677,485,474 Number of advisors 7 advisors	$677,485,474	7 advisors
9	Assets under management $644,070,503 Number of advisors 10 advisors	$644,070,503	10 advisors
10	Assets under management $604,771,864 Number of advisors 11 advisors	$604,771,864	11 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in Newport Beach, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Corient Capital Partners, LLC
Corient Capital Partners, LLC is a registered investment advisor based in California, wholly owned by CI Private Wealth US, LLC. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, corporations, and business entities. Corient acts as a fiduciary, committed to acting in the best interest of its clients and managing all potential conflicts of interest. The firm provides wealth management services, including discretionary management of investment portfolios, financial planning, and consulting services. Corient may recommend alternative investments and private placement securities to accredited investors, with a focus on long-term investment strategies. The firm may also recommend the use of independent managers for certain investment portfolios. Corient charges a management fee of up to 1.50% of assets under management, billed quarterly in advance. The firm does not participate in wrap fee programs and manages over $4.9 billion in assets as of December 31, 2021. Corient has a Code of Ethics in place to guide its fiduciary commitment to clients and has implemented policies to address personal trading and proxy voting. The firm engages in soft dollar arrangements and recommends Fidelity as a custodian for client accounts. Corient conducts regular reviews of client accounts and has a privacy policy in place to protect client information. Clients can contact the firm for more information or to request a copy of the Privacy Policy.
$3,909,024,987 under management
29 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
See full profile
Strategic Global Advisors, LLC
Strategic Global Advisors, LLC is an independent investment adviser founded in December 2005 by Cynthia Tusan, CFA, and registered with the U.S. Securities and Exchange Commission in March 2006. The firm offers investment management services in various equity strategies, including International Large Cap, All Cap, Small Cap, Emerging Markets, and Global equity strategies. SGA employs a bottom-up decision-making process integrating quantitative and fundamental methods, focusing on stock selection. The firm manages client portfolios on a discretionary basis, tailoring services to individual client needs and restrictions. SGA may limit advice based on certain types of securities and client-imposed restrictions. As of December 31, 2024, SGA actively managed over $2.5 billion in client assets. The firm charges advisory fees based on the value of the client's account, with fees negotiable based on various factors. SGA does not currently charge performance-based fees but is willing to accommodate such arrangements for qualified clients. The firm does not compensate third parties for client referrals and does not accept or have authority to vote client proxies. SGA has no disciplinary information to disclose and does not foresee any financial condition impairing its ability to meet client commitments.
$3,231,153,620 under management
23 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Model Portfolios For Other Advisers
See full profile
Canterbury Consulting Incorporated
Canterbury Consulting Incorporated is an SEC registered investment adviser and independent consulting firm established in 1988. The firm primarily provides consulting services to endowments, foundations, individuals, and family offices. Canterbury offers customized investment programs for institutional and taxable investors, focusing on investment strategies, asset allocation, manager selection, risk management, and implementation. The firm also provides investment advisory services to private funds. The principal owner, D. Robinson Cluck, has over 40 years of investment consulting experience and leads the firm's Board of Directors. Canterbury's services include Institutional Advisory Services, Canterbury Outsourced CIO Services, Wealth Management and Family Office Services, and Private Funds. The firm's fee structure varies based on the service platform and the complexity of the mandate, ranging from 20 to 50 basis points on the value of investments. Canterbury may offer performance-based fees to select clients and has policies in place to ensure recommendations align with client objectives. The firm exercises investment discretion for certain client accounts and follows a Code of Ethics emphasizing fiduciary responsibility, integrity, and regulatory compliance. Canterbury does not receive soft dollar benefits, compensations for client referrals, or engage in directed brokerage practices. The firm reviews client accounts quarterly and maintains strict privacy policies to protect clients' nonpublic personal information.
$2,232,489,259 under management
67 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
See full profile
Affinity Investment Advisors, LLC
Affinity Investment Advisors, LLC, established in 1992 and registered with the SEC, offers investment supervisory services to institutional and retail clients. The firm's principal owner is Mr. Gregory Lai. Services include formulating investment objectives, implementing strategies, and monitoring accounts. Affinity manages assets on a discretionary and non-discretionary basis, with a focus on multi-asset models. The firm also participates in Unified Managed Account programs and acts as a sub-advisor to the Affinity World Leaders Equity ETF. Account minimums are $250,000 for individuals and $5,000,000 for institutional clients. Fees are based on a percentage of assets under management, varying by portfolio type. Affinity's investment strategy combines quantitative and qualitative analysis, focusing on factors like dividend payouts and earnings. The firm emphasizes risk management and client communication. Affinity does not charge performance-based fees and has no disciplinary history. The firm's Code of Ethics prioritizes client interests, and employees may invest in recommended securities. Affinity does not use soft dollars and follows strict personal trading policies. The firm's brokerage practices prioritize best execution, and clients receive regular account reviews and reports. Affinity offers proxy voting services and maintains financial transparency. Total firm assets as of 12/31/2022 were approximately $1.1 billion.
$1,141,085,951 under management
9 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Model Portfolio Recommendations
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Hollencrest Capital Management
Hollencrest Capital Management is a financial advisory firm based in Newport Beach, California. It currently has approximately $842,732,906 of assets under management and employs about 16 people. Hollencrest Capital Management uses a fee structure of a percentage of assets under your management, fixed fees, performance-based fees and fees related to real estate deals.
$842,732,906 under management
16 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
FEES RELATED TO REAL ESTATE DEALS
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Consulting Services
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Tarbox Family Office, Inc.
Tarbox Family Office, Inc. is an SEC-registered investment adviser founded by Laura Tarbox in 1985. The firm specializes in financial planning, tax preparation, and investment advisory services for high net worth individuals, charitable organizations, business entities, trusts, and estates. Tarbox Family Office, Inc. follows a fee-only structure, with annual investment advisory fees ranging from 0.20% to 1.00% based on assets under management. The firm's investment strategy focuses on asset class investing, with a preference for liquidity and a disciplined approach to building portfolios. They primarily invest in equities, fixed income, and alternative assets. Clients have the option to grant discretionary authority to Tarbox Family Office, Inc. for investment management. The firm does not accept performance-based fees and acts as a fiduciary, putting clients' interests first. Tarbox Family Office, Inc. does not engage in brokerage practices that involve directed brokerage or receive referral fees. The firm conducts ongoing account reviews, provides regular client statements, and offers proxy voting services. Clients can contact the Chief Compliance Officer for any inquiries regarding the firm's services or potential conflicts of interest. As of December 31, 2022, Tarbox Family Office, Inc. managed $758,756,998 in assets under management.
$758,756,998 under management
11 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Tax Preparation And/or Consulting
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Longtail Alpha, LLC
Longtail Alpha, LLC is a financial advisory firm based in Newport Beach, California. It currently has approximately $724,235,646 of assets under management and employs about 7 people. Longtail Alpha, LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees, performance-based fees and assets under protection; total notional exposure committment.
$724,235,646 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
ASSETS UNDER PROTECTION; TOTAL NOTIONAL EXPOSURE COMMITTMENT
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Publication Of Periodicals Or Newsletters
Sub-advisory Services
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Aristotle Credit Partners, LLC
ARISTOTLE CREDIT PARTNERS, LLC is a registered investment adviser specializing in credit-related fixed income securities, focusing on corporate bonds and other credit-related investment securities. The firm was established in 2013 and is controlled by Richard Hollander. Aristotle Credit offers discretionary investment advisory services to institutional and retail separate account clients, managing portfolios primarily consisting of fixed income securities, including high yield and short duration high yield bonds. The minimum initial investment for separately managed accounts is generally $500,000, and for wrap programs, it is $300,000. The firm's fee structure includes annual management fees ranging from 0.30% to 0.50% for separately managed accounts. Aristotle Credit does not receive performance-based fees and does not engage in principal transactions. The firm exercises investment discretion over client accounts, making decisions on securities selection, trade execution, and commission rates. Aristotle Credit has adopted a Code of Ethics and Proxy Voting Guidelines to ensure compliance with regulatory requirements and act in the best interests of clients. The firm does not accept compensation from non-clients and does not engage in client-directed brokerage. Clients receive quarterly statements from custodians, and Aristotle Credit has implemented policies and procedures to protect client assets and maintain cybersecurity.
$677,485,474 under management
7 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Spinnaker Investment Group, LLC
Spinnaker Investment Group, LLC, based in Newport Beach, CA, offers financial planning, consulting, and investment management services. Established in May 2016, the firm is owned by Morgan Christen, Joseph Stapleton, and Andrew Krongold. Services include business planning, retirement planning, and investment consulting. The firm primarily allocates client assets among mutual funds and ETFs, tailoring services to individual client needs. Clients have discretion over decisions and can engage the firm for additional services. Spinnaker manages discretionary and non-discretionary accounts, with assets under management totaling $881,054,819 as of 12/31/2024. Fees are based on assets under management, ranging from 1.00% to 0.30%. The firm may negotiate fees based on client circumstances. Spinnaker does not charge performance-based fees. The firm serves various clients, including individuals and organizations, offering services through platforms like Schwab and Altruist. Spinnaker uses fundamental and macro analysis for investment decisions, emphasizing asset allocation. The firm discloses no disciplinary events and may pay referral fees to solicitors. Spinnaker does not vote on client securities and has limited custody of client funds. Clients receive statements directly from custodians. The firm may exercise investment discretion on behalf of clients, with clients having the option to limit this authority.
$644,070,503 under management
10 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
See full profile
Spectrum Asset Management Inc
Spectrum Asset Management, Inc. is a registered investment adviser established in Newport Beach, CA, in 1987. The firm offers investment advisory services to over 300 clients, managing assets on a discretionary or non-discretionary basis. Spectrum's investment philosophy involves fundamental, technical, and cyclical analysis, focusing on individual equity and fixed income securities, ETFs, and mutual funds. The firm also provides financial planning services and offers tailored investment models through sub-advisory relationships. For investment advisory services, Spectrum generally encourages a minimum asset level of $1 million, with fees based on a percentage of the account value. The firm may recommend Charles Schwab & Co. as a custodian but can work with other custodians. Spectrum acts as a fiduciary for retirement accounts, ensuring recommendations are in the client's best interest. The firm's investment strategies include fixed income, core equity, and ETF/mutual fund models. Clients receive quarterly account statements from the custodian and have access to an online portal for real-time updates. Spectrum does not charge performance-based fees or receive compensation for the sale of securities. The firm's executives have diverse educational backgrounds and professional certifications, such as CFP® and CFA®. There is no disciplinary history for any of the firm's principals or associates. Spectrum maintains a Code of Ethics and supervises all employees to ensure compliance with industry standards.
$604,771,864 under management
11 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
See full profile

Commitment

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Methodology

Top advisors in California

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