Thomas Farrell

from Aspire Private Capital
SEC regulated
Regulated Investment Advisor
Thomas Farrell is a financial advisor based in North Carolina, Cornelius, with 16 years of experience. Thomas currently works for Aspire Private Capital. Thomas maintains the following licenses: S66 (Uniform Combined State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Thomas Farrell works at Aspire Private Capital
Aspire Private Capital is a financial advisory firm based in Cornelius, North Carolina. It currently has approximately $281,579,214 of assets under management and employs about 11 people. Aspire Private Capital uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Combined State Law Examination (S66)
Uniform Investment Adviser Law Examination (S65)
Years registered
7 years
Fee structure
and a percentage of assets under your management
Office location
19410 Jetton Road, Suite 110, Cornelius, North Carolina, 28031

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